SECURITIES
Raising money is tricky business, fraught with complicated securities regulations that come with heavy penalties for non-compliance both in the US and abroad. I educate my clients on the finer details of securities regulations and how to meet requirements applicable to their fundraising efforts. Together with senior management, I research and interview investment bankers and broker-dealers, and negotiate placement agent terms. I develop offering circulars and disclosure statements, organize virtual data rooms for investor diligence and general investor relations. I even consult with security token launch platform programmers to ensure the proper protocols are programmed into security tokens and other digital assets.
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Capital formation strategies and implementation
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Compliance, disclosure and reporting
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Equity compensaton strategies and implementation
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Exchange registration
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Foreign offerings
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Investor accreditation verification
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Intrastate offerings and compliance
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Mergers and acquisitions
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Private placements
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Public offerings
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Regulations A, CF & D
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Securities Token Offerings (STOs) / Digital Securities Offerings (DSOs)
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Tokenomics analysis: security token vs. utility token vs. hybrid token