Raising money is tricky business, fraught with complicated securities regulations that come with heavy penalties for non-compliance both in the US and abroad. I educate my clients on the finer details of securities regulations and how to meet requirements applicable to their fundraising efforts. Together with senior management, I research and interview investment bankers and broker-dealers, and negotiate placement agent terms. I develop offering circulars and disclosure statements, organize virtual data rooms for investor diligence and general investor relations. I even consult with security token launch platform programmers to ensure the proper protocols are programmed into security tokens and other digital assets.

• Capital formation strategies and implementation

• Compliance, disclosure and reporting

• Equity compensaton strategies and implementation

• Exchange registration

• Foreign offerings

• Investor accreditation verification

• Intrastate offerings and compliance

• Mergers and acquisitions

• Private placements

• Public offerings

• Regulations A, CF & D

• Securities Token Offerings (STOs) / Digital Securities Offerings (DSOs)

• Tokenomics analysis: security token vs. utility token vs. hybrid token