Securities

Should you be a whistleblower?

Whistleblowers can earn money recovered by federal agencies from companies who break the rules. When should you blow the whistle?

How to Launch an Unregulated Token

Launching a token on a decentralized exchange (DEX) does not avoid U.S. regulations.

Filing Form D with the SEC for Regulation D Offerings is Mandatory

This blog covers the following topics: Feel free to scroll down to the topic that interests you most. Definition of a security Securities...

Offshore Fundraising Isn't the SEC Escape Plan You May Think It Is

The SEC still regulates offshore offerings of securities for business fundraising.

FINRA Requires Broker-Dealers to Obtain Special Approval to Offer Digital Securities

Business fundraising just got harder. FINRA and the SEC now require broker dealers to obtain special licensing to sell digital securities.

The Right Disclosures Attract Investors

What you need to know now to attract investment into your business.

Raising Money for Your "S" Corporation

Electing to be taxed as an "s" corporation can torpedo business fund-raising efforts.