Anessa Allen SantosOct 8, 20217 minShould you be a whistleblower?Whistleblowers can earn money recovered by federal agencies from companies who break the rules. When should you blow the whistle?
Anessa Allen SantosSep 30, 20215 minThe Case for a Safe Harbor Money Transmitter LicenseA FinCEN regulated safe harbor money transmitter license would go a long way toward resolving financial exclusion in America.
Anessa Allen SantosSep 11, 20216 minHow to Launch an Unregulated TokenLaunching a token on a decentralized exchange (DEX) does not avoid U.S. regulations.
Anessa Allen SantosNov 10, 202011 minFiling Form D with the SEC for Regulation D Offerings is MandatoryThis blog covers the following topics: Feel free to scroll down to the topic that interests you most. Definition of a security Securities...
Anessa Allen SantosSep 14, 20204 minOffshore Fundraising Isn't the SEC Escape Plan You May Think It IsThe SEC still regulates offshore offerings of securities for business fundraising.
Anessa Allen SantosSep 12, 20205 minFINRA Requires Broker-Dealers to Obtain Special Approval to Offer Digital SecuritiesBusiness fundraising just got harder. FINRA and the SEC now require broker dealers to obtain special licensing to sell digital securities.
Anessa Allen SantosJul 12, 202011 minA Cautionary Tale of One Lawyer's Journey into PPE Brokerage and Best PracticesExactly what you need to know if you are in the PPE trade.
Anessa Allen SantosJul 12, 20205 minRunaway Corporate Greed Shatters the American Dream and Fuels ProtestsUnbridled corporate greed crushes American entrepreneurialism, and with it, the American dream.
Anessa Allen SantosMay 4, 20208 minCOVID, Unemployment & Non-Compete AgreementsWhat you must know before signing an agreement with non-compete language.
Anessa Allen SantosJul 7, 20194 minThe Right Disclosures Attract InvestorsWhat you need to know now to attract investment into your business.
Anessa Allen SantosOct 10, 20182 minRaising Money for Your "S" CorporationElecting to be taxed as an "s" corporation can torpedo business fund-raising efforts.