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Nov 10, 2020
11 min

Filing Form D with the SEC for Regulation D Offerings is Mandatory

This blog covers the following topics: Feel free to scroll down to the topic that interests you most. Definition of a security Securities...

340

Offshore Fundraising Isn't the SEC Escape Plan You May Think It Is

Anessa Allen Santos

Sep 14, 2020
4 min

Offshore Fundraising Isn't the SEC Escape Plan You May Think It Is

The SEC still regulates offshore offerings of securities for business fundraising.

200

FINRA Requires Broker-Dealers to Obtain Special Approval to Offer Digital Securities

Anessa Allen Santos

Sep 12, 2020
5 min

FINRA Requires Broker-Dealers to Obtain Special Approval to Offer Digital Securities

Business fundraising just got harder. FINRA and the SEC now require broker dealers to obtain special licensing to sell digital securities.

620

A Cautionary Tale of One Lawyer's Journey into PPE Brokerage and Best Practices

Anessa Allen Santos

Jul 12, 2020
11 min

A Cautionary Tale of One Lawyer's Journey into PPE Brokerage and Best Practices

Exactly what you need to know if you are in the PPE trade.

810

Runaway Corporate Greed Shatters the American Dream and Fuels Protests

Anessa Allen Santos

Jul 12, 2020
5 min

Runaway Corporate Greed Shatters the American Dream and Fuels Protests

Unbridled corporate greed crushes American entrepreneurialism, and with it, the American dream.

COVID, Unemployment & Non-Compete Agreements

Anessa Allen Santos

May 4, 2020
8 min

COVID, Unemployment & Non-Compete Agreements

What you must know before signing an agreement with non-compete language.

Anessa Allen Santos

Jul 7, 2019
4 min

The Right Disclosures Attract Investors

What you need to know now to attract investment into your business.

Anessa Allen Santos

Oct 10, 2018
2 min

Raising Money for Your "S" Corporation

Electing to be taxed as an "s" corporation can torpedo business fund-raising efforts.

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