Anessa Allen SantosOct 8, 20217 minShould you be a whistleblower?Whistleblowers can earn money recovered by federal agencies from companies who break the rules. When should you blow the whistle?
Anessa Allen SantosSep 30, 20215 minThe Case for a Safe Harbor Money Transmitter LicenseA FinCEN regulated safe harbor money transmitter license would go a long way toward resolving financial exclusion in America.
Anessa Allen SantosSep 11, 20216 minHow to Launch an Unregulated TokenLaunching a token on a decentralized exchange (DEX) does not avoid U.S. regulations.
Anessa Allen SantosNov 10, 202011 minFiling Form D with the SEC for Regulation D Offerings is MandatoryThis blog covers the following topics: Feel free to scroll down to the topic that interests you most. Definition of a security Securities...
Anessa Allen SantosSep 12, 20205 minFINRA Requires Broker-Dealers to Obtain Special Approval to Offer Digital SecuritiesBusiness fundraising just got harder. FINRA and the SEC now require broker dealers to obtain special licensing to sell digital securities.
Anessa Allen SantosJul 12, 202011 minA Cautionary Tale of One Lawyer's Journey into PPE Brokerage and Best PracticesExactly what you need to know if you are in the PPE trade.
Anessa Allen SantosJun 22, 20204 minA Guide to Using Lawyer Trust Accounts to Transfer CryptocurrenciesLawyers using trust accounts to transfer crypto for clients must conduct KYC/AML.
Anessa Allen SantosJan 25, 20197 minThe Intersection of Blockchain and Human RightsBlockchain can transform the lives of millions by offering new tools for financial inclusion.